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In this work, we investigate how the complex structure found in solar wind proton velocity distribution functions (VDFs), rather than the commonly assumed two-component bi-Maxwellian structure, affects the onset and evolution of parallel-propagating microinstabilities. We use theArbitrary Linear Plasma Solver, a numerical dispersion solver, to find the real frequencies and growth/damping rates of the Alfvén modes calculated for proton VDFs extracted from Wind spacecraft observations of the solar wind. We compare this wave behavior to that obtained by applying the same procedure to core-and-beam bi-Maxwellian fits of the Wind proton VDFs. We find several significant differences in the plasma waves obtained for the extracted data and bi-Maxwellian fits, including a strong dependence of the growth/damping rate on the shape of the VDF. By applying the quasilinear diffusion operator to these VDFs, we pinpoint resonantly interacting regions in velocity space where differences in VDF structure significantly affect the wave growth and damping rates. This demonstration of the sensitive dependence of Alfvén mode behavior on VDF structure may explain why the Alfvén ion-cyclotron instability thresholds predicted by linear theory for bi-Maxwellian models of solar wind proton background VDFs do not entirely constrain spacecraft observations of solar wind proton VDFs, such as those made by the Wind spacecraft.

 

Examining energization of kinetic plasmas in phase space is a growing topic of interest, owing to the wealth of data in phase space compared to traditional bulk energization diagnostics. Via the field-particle correlation (FPC) technique and using multiple means of numerically integrating the plasma kinetic equation, we have studied the energization of ions in phase space within oblique collisionless shocks. The perspective afforded to us with this analysis in phase space allows us to characterize distinct populations of energized ions. In particular, we focus on ions that reflect multiple times off the shock front through shock-drift acceleration, and how to distinguish these different reflected populations in phase space using the FPC technique. We further extend our analysis to simulations of three-dimensional shocks undergoing more complicated dynamics, such as shock ripple, to demonstrate the ability to recover the phase-space signatures of this energization process in a more general system. This work thus extends previous applications of the FPC technique to more realistic collisionless shock environments, providing stronger evidence of the technique’s utility for simulation, laboratory, and spacecraft analysis.

 

A growing body of evidence suggests that the solar wind is powered to a large extent by an Alfvén-wave (AW) energy flux. AWs energize the solar wind via two mechanisms: heating and work. We use high-resolution direct numerical simulations of reflection-driven AW turbulence (RDAWT) in a fast-solar-wind stream emanating from a coronal hole to investigate both mechanisms. In particular, we compute the fraction of the AW power at the coronal base ( $P_\textrm {AWb}$ ) that is transferred to solar-wind particles via heating between the coronal base and heliocentric distance $r$ , which we denote by $\chi _{H}(r)$ , and the fraction that is transferred via work, which we denote by $\chi _{W}(r)$ . We find that $\chi _{W}(r_{A})$ ranges from 0.15 to 0.3, where $r_{A}$ is the Alfvén critical point. This value is small compared with one because the Alfvén speed $v_{A}$ exceeds the outflow velocity $U$ at $r < r_{A}$ , so the AWs race through the plasma without doing much work. At $r>r_{A}$ , where $v_{A} < U$ , the AWs are in an approximate sense ‘stuck to the plasma’, which helps them do pressure work as the plasma expands. However, much of the AW power has dissipated by the time the AWs reach $r=r_{A}$ , so the total rate at which AWs do work on the plasma at $r>r_{A}$ is a modest fraction of $P_\textrm {AWb}$ . We find that heating is more effective than work at $r < r_{A}$ , with $\chi _{H}(r_{A})$ ranging from 0.5 to 0.7. The reason that $\chi _{H} \geq 0.5$ in our simulations is that an appreciable fraction of the local AW power dissipates within each Alfvén-speed scale height in RDAWT, and there are a few Alfvén-speed scale heights between the coronal base and $r_{A}$ . A given amount of heating produces more magnetic moment in regions of weaker magnetic field. Thus, paradoxically, the average proton magnetic moment increases robustly with increasing $r$ at $r>r_{A}$ , even though the total rate at which AW energy is transferred to particles at $r>r_{A}$ is a small fraction of $P_\textrm {AWb}$ . 

Using the field–particle correlation technique, we examine the particle energization in a three-dimensional (one spatial dimension and two velocity dimensions; 1D-2V) continuum Vlasov–Maxwell simulation of a perpendicular magnetized collisionless shock. The combination of the field–particle correlation technique with the high-fidelity representation of the particle distribution function provided by a direct discretization of the Vlasov equation allows us to ascertain the details of the exchange of energy between the electromagnetic fields and the particles in phase space. We identify the velocity-space signatures of shock-drift acceleration of the ions and adiabatic heating of the electrons arising from the perpendicular collisionless shock by constructing a simplified model with the minimum ingredients necessary to produce the observed energization signatures in the self-consistent Vlasov–Maxwell simulation. We are thus able to completely characterize the energy transfer in the perpendicular collisionless shock considered here and provide predictions for the application of the field–particle correlation technique to spacecraft measurements of collisionless shocks. 

Abstract The Parker Solar Probe (PSP) routinely observes magnetic field deflections in the solar wind at distances less than 0.3 au from the Sun. These deflections are related to structures commonly called “switchbacks” (SBs), whose origins and characteristic properties are currently debated. Here, we use a database of visually selected SB intervals—and regions of solar wind plasma measured just before and after each SB—to examine plasma parameters, turbulent spectra from inertial to dissipation scales, and intermittency effects in these intervals. We find that many features, such as perpendicular stochastic heating rates and turbulence spectral slopes are fairly similar inside and outside of SBs. However, important kinetic properties, such as the characteristic break scale between the inertial to dissipation ranges differ inside and outside these intervals, as does the level of intermittency, which is notably enhanced inside SBs and in their close proximity, most likely due to magnetic field and velocity shears observed at the edges. We conclude that the plasma inside and outside of an SB, in most of the observed cases, belongs to the same stream, and that the evolution of these structures is most likely regulated by kinetic processes, which dominate small-scale structures at the SB edges.